IT Regulatory Business Analyst - job id 30522


Your Way To Work™

IT Regulatory Business Analyst

W2 CONTRACT

Jersey City, NJ



How to Apply

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Thomas Pan


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(917) 512-6932


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(646) 591-7396


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A Contract position at One of the largest international banking networks with strong positions in Asia and a significant presence in the United States..

Pay Options: w2 or F/T Employee.

Contact Thomas Pan. call (917) 512-6932 / (212) 616-4800 ext.430 or email thomas@sans.com with the Job Code TP30522 or Click the Apply Now button (Sorry, NO IC - Self Incorporated or 3rd Party (Subcontract) or 1099 for this position!).

Location: Jersey City.

Skills required for the position: Business Analyst, EQUITIES, DERIVATIVES, REGULATORY REPORTING, EXCEL.

Optional (not required):FIX PROTOCOL

Detailed Info: to work closely with Business, Regulatory Reporting Controls/Operations, Production Support and Compliance teams. Assisting the team in analyzing, troubleshooting & identifying issues related to the completeness and accuracy of several regulatory & compliance surveillance reports such as OATS, ACT, RegSHO, Market Abuse, Trade Blotters etc. on a day to day basis. Assist with extracting Order, Trade & Position information requested by Compliance teams related to regulatory inquiries & exams.


Development/Computing Environment: A Bachelor's degree in Finance, Business or Technology. A minimum of 2 - 3 years' experience in the Financial Services Industry with emphasis on Front Office Trading Systems & function either in a Business Analysis or Support role across multiple assets; Equities, Equities & Commodities Derivatives. A good understanding of the Equities & Derivatives Market Structure. Excellent analytical, logical and problem solving skills. A keen desire and ability to learn/acquire knowledge of the regulatory reporting rules and obligations required of a U.S. Broker/Dealer across multiple asset classes. Excellent communication skills. Knowledge of the FIX protocol preferred. Proficiency in MS Excel

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The position offers competitive rate.


Job Id: 30522