IT Regulatory Business Analyst - job id 30522

Your Way To Work™

IT Regulatory Business Analyst


Jersey City, NJ

How to Apply


Thomas Pan


(917) 512-6932


(646) 591-7396


A Contract position at One of the largest international banking networks with strong positions in Asia and a significant presence in the United States..

Pay Options: w2 or F/T Employee.

Contact Thomas Pan. call (917) 512-6932 / (212) 616-4800 ext.430 or email with the Job Code TP30522 or Click the Apply Now button (Sorry, NO IC - Self Incorporated or 3rd Party (Subcontract) or 1099 for this position!).

Location: Jersey City.

Skills required for the position: Business Analyst, EQUITIES, DERIVATIVES, REGULATORY REPORTING, EXCEL.

Optional (not required):FIX PROTOCOL

Detailed Info: to work closely with Business, Regulatory Reporting Controls/Operations, Production Support and Compliance teams. Assisting the team in analyzing, troubleshooting & identifying issues related to the completeness and accuracy of several regulatory & compliance surveillance reports such as OATS, ACT, RegSHO, Market Abuse, Trade Blotters etc. on a day to day basis. Assist with extracting Order, Trade & Position information requested by Compliance teams related to regulatory inquiries & exams.

Development/Computing Environment: A Bachelor's degree in Finance, Business or Technology. A minimum of 2 - 3 years' experience in the Financial Services Industry with emphasis on Front Office Trading Systems & function either in a Business Analysis or Support role across multiple assets; Equities, Equities & Commodities Derivatives. A good understanding of the Equities & Derivatives Market Structure. Excellent analytical, logical and problem solving skills. A keen desire and ability to learn/acquire knowledge of the regulatory reporting rules and obligations required of a U.S. Broker/Dealer across multiple asset classes. Excellent communication skills. Knowledge of the FIX protocol preferred. Proficiency in MS Excel


The position offers competitive rate.

Job Id: 30522