A Contract position at a Major Global Investment Bank, with the need for resources to execute large scale Trading and Investment Banking system projects.
Pay Options: w2.
Contact David Leak. call (646) 690-5124 / or email email@example.com with the Job Code DL31361 or Click the Apply Now button
Skills required for the position: KYC, REGULATORY REPORTING, WEALTH MANAGEMENT, AML.
Detailed Info: This team is responsible for the end to end client on boarding process within Wealth Management area of the Bank. The team is responsible for the review of client information and documentation (including KYC, account opening, and Tax documents) to ensure compliance with all applicable regulations, as well as assisting front office sales teams with the KYC and client on boarding process.
Key objectives/goals: is dedicated to provide high quality service to both internal and external clients while ensuring the bank continues to comply with all applicable internal and regulatory requirements.
Review of KYC documentation (including entity corporate documentation like bylaws, corporate resolutions, etc.), information, and due diligence research for new and existing clients in consideration of temporary exceptions.
Guiding front office sales teams in completing KYCs (answer questions on documentation, policy, etc.), as well as appropriate completion of W-8/9 forms.
Assisting with audits, escalations, and investigations on KYC issues as needed.
Development/Computing Environment: The successful candidate will be extremely detail oriented and analytical. He/she must be able to take data from multiple sources and apply appropriate policy framework to each situation. He/she should be able to work both independently and as part of a team and switch gears quickly to adapt to business needs in a highly charged and challenging environment.
1-3 years experience in Compliance, Audit, Risk or other Regulatory Function with a proven history of project management.
oExperience with AML, KYC and BSA risk issues for Private Banks preferred.
oPrior experience with validation of tax documentation is a plus
knowledge of how Trusts, LLCs, Partnerships, Corporations, etc. are organized
oWorking knowledge of Hedge Funds and Private Equity Funds is a plus.
Ability to work well under tight deadlines and time pressure for quick turnaround with a desire to go above and beyond to satisfy our clients with appropriate decision making skills
Knowledge of AML policies which govern banks; Know You Client policy guidelines; BSA, U.S.A. PATRIOT Act guidelines, etc.
Ability to reach out and work independently with cross-functional team members in a matrix environment
Excellent interpersonal skills and strong verbal and written communication skills.
Working knowledge of Microsoft Office Suite with advanced knowledge of Excel (Macros, Pivots, Lookups, etc.) and Power Point.
The position offers competitive rate.
Job Id: 31361