COMPLIANCE ANALYST - job id 32156


Your Way To Work™

COMPLIANCE ANALYST

W2 -OPEN

Midtown, NYC



How to Apply

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Suzana Gjinovic


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(646) 876-9560


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(212) 616-4800 ext-200




A Contract/Right to Hire position that provides diversified, global investment management services that include growth and value equities, blend strategies and fixed income services to institutional, high net worth and retail clients worldwide..

Pay Options: w2

Contact Suzana Gjinovic. call (646)876-9560 or email suzana@sans.com with the Job Code SG32156.

Location: Midtown, NYC.

Skills required for the position: GUIDELINES, CHARLES RIVER, LZ SENTINEL.


Detailed Info: Provided real-time support to Portfolio Managers and Traders by responding to alerts generated by trades in the order management system

Performed post-trade compliance reviews against portfolio investment guidelines using Charles River, Blackrock Aladdin and Bloomberg Compliance Systems;

Identified, recommended, and coded compliance restrictions in automated compliance monitoring system to prevent potential compliance breaches and reduce the risk of error;

Monitored investment guidelines in Charles River on both a pre-trade and post-trade basis for Fixed Income and Equity mutual funds, private commingled funds, and separately managed accounts

Development/Computing Environment: investment compliance and guideline monitoring

Charles River, LZ Sentinel, Bloomberg and Blackrock Aladdin Compliance Systems.

The position offers competitive rate.


Job Id: 32156