Principal Auditor- Financial Risk - job id 32734


Your Way To Work™

Principal Auditor- Financial Risk

Per Hour - Non Exempt w2 ONLY

Wall Street



How to Apply

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Suzana Gjinovic


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(646) 876-9560


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(212) 616-4800 ext-200




A Contract position at a Major Global Investment Bank, with the need for resources to execute large scale Trading and Investment Banking system projects.

Pay Options: w2.

Contact Suzana Gjinovic. call (646)876-9560 / (212)616-4800 ext.200 or email suzana@sans.com with the Job Code SG32734 or Click the Apply Now button ().

Location: Downtown NYC.

Skills required for the position: AUDIT, EQUITIES, REGULATORY, COMPLIANCE, FINANCIAL RISK.


Detailed Info: Key Responsibilities

Execute audit fieldwork in line with the agreed audit approach e.g. documenting Activity Flows, identification of key risks and testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with Group Audit (GA) standards

Complete all assigned work in line with agreed budgets, including ad hoc projects and special investigations

Proactively develop and maintain professional working relationships with colleagues, the business and respective support areas

Communicate openly with GA management and the internal stakeholders; keeps them informed of potential issues and escalate problems/delays accordingly


Development/Computing Environment: Knowledge and experience of financial services, particularly institutional trading (Equities), and the operational requirements and regulatory environment of a US broker-dealer.

Knowledge of electronic trading platforms is preferred.

Experience in an audit function within a global Investment Bank

Professional credentials, including degree level education and a relevant professional qualification (or equivalent)

A proven track record of meeting client needs in a financial services environment

Unquestionable personal integrity and ethics

Experienced in delivering results in a fast moving, dynamic environment with proven ability to adapt and be responsive to changing customer, sponsor and stakeholder requirements

Able to successfully navigate a complex and multi-national organization

Able to build strong stakeholder relationships and work collaboratively with management teams and with other control functions

Able to convey complex concepts and ideas on issues requiring interpretation and opinion

Strongly self-motivated while confident with drive and enthusiasm.

The position offers competitive rate.


Job Id: 32734